Search Result

321 - 340 of 1593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms