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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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