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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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Similar To

REC 6.7 Notification rules for overseas recognised bodies

EG 11.3 The FCA’s choice of powers

EG 2.4 Case selection: Unauthorised business

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 2.1 Apportionment of Responsibilities

SUP 10C.5 FCA governing functions: Executive

COLL 7.7 UCITS mergers

MAR 1.3 Insider dealing

SUP 15.2 Purpose

SUP 15.13 Notification by CBTL firms

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 6.6 Supervision

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation