Search Result

821 - 840 of 1494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights