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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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