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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 16.4 The effect of a disapplication order

PR 2.3 Minimum information to be included in a prospectus

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

PERG 17.3 What the advice must be about

CONC 7.5 Pursuing and recovering repayments

SUP 10A.10 Customer-dealing functions

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DTR 1.3 Information gathering and publication

PR 1.1 Preliminary

REC 6.3 Recognition requirements

PERG 9.1 Application and Purpose

EG 14.2 Choice of powers

MCOB 2.7A E-Commerce

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy