Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 22.9 Records and transitionals

FEES 6.6 Incoming EEA firms

APER 4.1 Statement of Principle 1

MCOB 4.1 Application

REC 4.2C Control over a UK RIE

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 5.13 Appointed representatives

COLL 8.5 Powers and responsibilities

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

REC 2A.1 Introduction

IFPRU 8.1 Prudential consolidation

CASS 1A.3 Responsibility for CASS operational oversight

DTR 4.4 Exemptions

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 2.1 Case selection and the use of enforcement powers

LR 19.4 Continuing obligations

DEPP 6.4 Financial penalty or public censure

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP App 2.7 Capital resources below the level of individual capital guidance

SUP 12.9 Record keeping