Search Result

281 - 300 of 1464 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

APER 1.1A Application

As Published: 2015

APER 1.1A Application