Search Result

641 - 660 of 1701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application