Search Result

161 - 180 of 379 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

LR 15.1 Application

As Published: 2005

LR 15.1 Application

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

LR 6.1 Application

As Published: 2005

LR 6.1 Application

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers