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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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