Search Result

621 - 640 of 1741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 4.9

As Published: 2015

SYSC 4.9