Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.6A Suspension and removal of financial instruments

MAR 6.2 Purpose

PERG 5.1 Application and purpose

LR 13.8 Other circulars

EG 10.4 Other relevant powers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

LR 4.2 Contents and format of listing particulars

SUP 16.7A Annual report and accounts

SUP 8.2 Introduction

DTR 5.4 Aggregation of managed holdings

PERG 2.4 Link between activities and the United Kingdom

PERG 8.6 Communicate

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy