Search Result

541 - 560 of 1203 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations