Search Result

521 - 540 of 1616 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR