Search Result

501 - 520 of 1767 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements