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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

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CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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