Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

…

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

…

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.3 Complaints handling rules

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

PERG 1.4 General guidance to be found in PERG

EG 19.13 The Consumer Protection Co-operation Regulation26

LR 1.3 Information gathering and publication

SUP 1A.1 Application and purpose

COLL 7.6 Schemes of arrangement

MCOB 4.4A Initial disclosure requirements

SYSC 22.9 Records and transitionals

BIPRU 7.2 Interest rate PRR

MAR 8.2 Requirements for benchmark submitters [deleted]

REC 3.4 Members of the management body and internal organisation

SUP 4.3 Appointment of actuaries

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation