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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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