Search Result

361 - 380 of 1733 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements