Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6A.1 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

MCOB 9.5 Disclosure at the offer stage for equity release transactions

DISP App 3.9 Other matters concerning redress at steps 1 and 2

LR 9.6 Notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 19.5 Disclosures

SUP 15.9 Notifications by members of financial conglomerates

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SYSC 12.1 Application

LR 10.8 Miscellaneous

RCB 3.6 Fees and other matters

COCON 4.2 Specific guidance on senior manager conduct rules

COLL 4.2 Pre-sale notifications

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 2.1 Authorised fund applications

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products