Search Result

341 - 360 of 1463 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 4.5

As Published: 2015

SYSC 4.5

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees