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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy