Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 3.18 Membership

COLL 14.1 Introduction

REC 2.10 Financial crime and market abuse

PERG 5.2 Introduction

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

REC 2.2 Method of satisfying the recognition requirements

SUP 11.3 Requirements on controllers or proposed controllers under the Act

BIPRU 9.7 Recognition of credit assessments of ECAIs

BIPRU 7.5 Foreign currency PRR

MCOB 9.3 Pre-application disclosure

EG 10.4 Other relevant powers

RCB 3.1 Application and Purpose

COLL 6.8 Income: accounting, allocation and distribution

EG 19.10 Enterprise Act 2002

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

FEES 2.1 Introduction

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products