Search Result

241 - 260 of 1565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications