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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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