Search Result

221 - 240 of 1384 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement