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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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Similar To

PERG 9.7 The investment condition: the 'reasonable investor'

COLL 6.12 Risk management policy and risk measurement

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MAR 8.3 Requirements for benchmark administrators [deleted]

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 18.4 Friendly Society transfers and amalgamations

REC 3.5 Disciplinary action and events relating to members of the management body