Search Result

141 - 160 of 1527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates