Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.1 Application

IPRU-INV 5.6 Qualifying subordinated loans

LR 3.5 Block listing

IFPRU 4.14 Counterparty credit risk

COND 1.2 Purpose

REC 3.13 Delegation of relevant functions

GENPRU 2.1 Calculation of capital resources requirements

CASS 12.2 Treatment of client money

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

CASS 1A.1 Application

MAR 5A.3 Specific requirements for OTFs

FEES 2.4 VAT

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

IPRU-INV 5.1 Application

CASS 11.10 Payments to creditors

COBS 14.1 Interpretation

DTR 7.1 Audit committees

COLL 5.8 Investment powers and borrowing limits for feeder UCITS