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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

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MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

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MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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