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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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