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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack