Search Result

721 - 740 of 1632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting