Search Result

661 - 680 of 1291 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

…

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…