Search Result

641 - 660 of 936 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation