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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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