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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

…

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