Search Result

501 - 520 of 1303 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

MCOB 2A.3 Foreign currency loans

As Published: 2016

MCOB 2A.3 Foreign currency loans

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements