Search Result

421 - 440 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008