Search Result

421 - 440 of 1250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

SYSC 4.8

As Published: 2015

SYSC 4.8

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries