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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets