Search Result

281 - 300 of 1675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance