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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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Similar To

SUP 13.3 Establishing a branch in another EEA State

COND 1.3 General

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SYSC 4.5

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 12.7 Notification requirements

COND 2.4 Appropriate resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10C.15 Forms and other documents and how to submit them to the FCA

DEPP 8.2 Use of the own-initiative variation of approval power: general

GENPRU 3.1 Application

SUP 9.2 Making a request for individual guidance