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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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