Search Result

201 - 220 of 1527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

REC 3.23 Default

As Published: 2011

REC 3.23 Default

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information