Search Result

1621 - 1640 of 1807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs