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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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LR 3.2 Application for admission to listing

EG 6.2 Publicity during, or upon the conclusion of regulatory action

LR 5.5 Miscellaneous

LR 5.3 Requests to cancel or suspend

SUP 15.13 Notification by CBTL firms

REC 3.14A Operation of a trading venue

PERG 2.7 Activities: a broad outline

BIPRU 7.10 Use of a Value at Risk Model

LR 5.1 Suspending listing

EG App 2.1 Purpose, status and application of the guidelines

LR 4.2 Contents and format of listing particulars

SUP 16.12 Integrated Regulatory Reporting

MAR 10.2 Position limit requirements

DTR 4.1 Annual financial report

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COLL 4.7 Key investor information and marketing communications

LR 18.4 Continuing obligations

COLL 12.2 UK UCITS management companies

LR 13.8 Other circulars

FEES 3.2 Obligation to pay fees