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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies