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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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